In his introduction to The Art of the Personal Essay: An Anthology from the Classical Era to the Present, Phillip Lopate attempts to define the form while using the form.
Lopate briefly considers “certain worrisome distinctions” between types of essays. He consults Holman Harmon’s A Handbook of Literature who asserts a difference between formal and familiar essays, and further between familiar and personal essays. Lopate is dismissive: “The difference, if there is any, is one of nuance, I suspect. The familiar essay values lightness of touch above all else, the personal essay, which need not be light, tends to put the writer’s ‘I’ or idiosyncratic angle more at center stage.” Lopate’s introduction itself is an example of a heavy exploration where the writer’s “I” has a strong presence. The way he deals with Holman is a bit intimate, an admission of not being able to follow a distinction. We see the process of this thinking.
Lopate goes on to essai a description of the personal essay and explain his choices of what to exclude from the anthology. The piece is divided into thirteen sections: The Conversational Element; Honesty, Confession, and Privacy; The Contractions and Expansions of the Self; The Role of Contrariety; The Problem of Egotism; Cheek and Irony; The Idler Figure; The Past, the Local, and the Melancholy; Questions of Form and Style; Quotation and the Uses of Learning; The Personal Essay as Mode of Thinking and Being; The Rationale and Arrangement of This Book; and Principles of Selection.
Well. I can’t systematically go through those sections and still claim the personal essay form. Instead, I’ll talk about myself, though hopefully with pleasurable egotism, not irritating egotism. (According to Lopate’s quote of the English writer Alexander Smith, the good kind of egotism is modest and the second kind is boastful.) Back in 1984, when I was a little brown fifth grader growing up in the West-side suburb of Mobile, Alabama, one night my father found me up in bed panicking with a piece of paper and pencil in hand.
“Did you not finish your homework?” he asked.
No that wasn’t it. I had heard about a city-wide essay competition that I wanted to enter, but I had procrastinated and the deadline was the next day. The topic was, “Why I want to be President of the United States.” I was on the verge of tears.
My father didn’t shush me off to sleep or scold me. Instead, he took me downstairs, through the family room with its synthetic wood paneling, acoustic ceiling, blue carpet with matted piles, red couch, and vacuum tube TV sans remote control. We went down a hallway, which at the time seemed quite long, to the “study,” the home of our precious Apple IIE. Dad sat at the keyboard and I sat next to him telling him all the reasons I wanted to become the most powerful man on earth. My main preoccupation was with the switch by the president’s desk that could set of nuclear war with Russia and annihilate everything. I was pro-disarmament. I also noted the country had not yet, in 200 plus years, elected a person of color as its leader. My dad helped with the phrasing and coaxed my reasoning, but the essay clearly was a product of my thinking. He printed it with our dotmatrix printer and tore off the edges at the perforated line. We mailed it in, either to the city or to Dillard’s, the clothing store in Bellaire Mall sponsoring the competition.
I won third place. First and second went to 8th graders. My picture at the Dillard’s award ceremony appeared in the Mobile Press-Register. My dad mailed a copy to Jessie Jackson, who wrote back, or someone wrote back on his behalf in his unmistakable style. He referred to me as a “faith grader” and signed off with a “Keep Hope Alive!” I think it was printed on the letterhead of the Rainbow Coalition (one rainbow we have since learned most definitely does not include gays.) My dad and mom framed the essay, Jesse Jackson’s letter, and his signed photograph.
How do I segue in the intimate, cheeky, anti-systematic, playful way of the personal essay — the “loose sally of the mind” as Lopate quoted Dr. Johnson putting it — to the central exploration of what is a personal essay? (I’m sorry for the reflexive jokes.) Let me just ask whether my Why-I-Want-to-be-President essay was personal enough to count as a personal essay. I didn’t mention how I was treated as an outcaste by my classmates, for example. I did use “I.” It wasn’t scholarly or formal in diction. Maybe it was hermaphroditic, which is how Lopate describes George Orwell’s writing. I suppose a five-paragraph piece by kid doesn’t really work out as an example.
I would like to take this opportunity to point out that many of the books listed in the Personal Essay section of the Nonfiction Comprehensive exam at the University of Houston Creative Writing Program would not hold up to Lopate’s views. Ralph Ellison’s Shadow and Act and James Baldwin’s Notes of a Native Son are, for the most part, formal and critical works of scholarship, and only nominally personal. They would belong more on a fiction list or 20th-century American list as critical texts. Truman Capote’s In Cold Blood belongs on the personal essay list only as the antithesis of the personal essay. Capote goes to extraordinary lengths to present the killer’s interiority as if the book were a novel written with a close omniscient narrator. His “I” is glaringly absent. Francine Prose’s Reading Like a Writer is not a book of personal essays, it is a set of craft talks prefaced by a polemical, strawman attack on critical theory. Lopate’s anthology on the Personal Essay is strangely not on the list.
Michel de Montaigne does belong of course. He is the patron saint of the personal essay, though I have to count myself among those (undergraduates) Lopate encourages to be patient and stick with Montaigne as we keep “looking for a connecting argument, a through-line, where there may not be any” until we “surrender” and “dive into the ocean of his thoughts and bob around in that undulating, fascinating mind for the sheer line-by-line reward of it.”